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Head of Advisory

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £110,000

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    020 3778 1252

  • Job ref:

    HOG11543_2

  • Published:

    20 days ago

  • Expiry date:

    2022-07-16

Our Client

Our client is a leading financial services group with a specialism in wealth management. They are now looking for a Head of Advisory, reporting into the Head of Compliance to provide compliance advice and training to the business.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Developing new policies and procedures and providing regulatory compliance advice to different business areas, direct reports and line management

  • Maintaining an up to date compliance manual

  • Providing advice on how regulatory changes will impact the business and strategy

  • Ensuring compliance with regulations and best practice

  • MI reporting and attending governance committees

  • Delivering training and developing the advisory team

  • Other general compliance tasks/ ad hoc projects where required

Your Profile

  • Experienced compliance professional in investment management/wealth management/financial planning

  • Excellent understanding of relevant regulatory requirements (FCA handbook, LSE rules etc)

  • Great communication and interpersonal skills, with the ability to influence at all levels

For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 020 3778 1252
Reference Code: 11543

About Rutherford
Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.