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Generalist Compliance Associate

  • Location:


  • Sector:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


Our Client

Our client, a leading mid-market Private Equity firm are looking for a generalist Compliance Associate to join their London team.

Main Duties

  • Transaction advice to the front office, Eg. transaction due diligence, deal team queries

  • Partner with London Compliance team on day-to-day regulatory and AML matters.

  • Oversee and assist post-investment portfolio monitoring program.

  • Manage direct communications with investors through the Investor Advisory Board.

  • Developing and maintaining all relevant policies, procedures and systems and controls in connection with marketing, investor relations and communications.

  • Provide regulatory advice on marketing of current or future funds to potential investors from all over the globe.

Your Profile

  • Educated to bachelors degree level.

  • Dedicated team player with strong interpersonal skills.

  • Detail orientated and the capacity to handle sensitive information.

  • Excellent organizational and time-management skills.

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11800

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.