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Compliance AVP

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11647

  • Published:

    11 days ago

  • Expiry date:

    2022-10-15

Our Client

Our client, a ​leading Private Equity firm, are seeking a Marketing and Distribution Compliance AVP to join their London office.

The role will sit in the Legal and Compliance team.

 

Main Duties

Key responsibilities for this position will include, but are not limited to:

  •  Review marketing materials, communications and other fundraising related documentation across numerous strategies from a regulatory and compliance perspective.

  • Advise on marketing and distribution fund related matters.

  • Maintain and execute internal policies and procedures

  • Advise on regulatory guidance as it pertains to marketing.

  • Administer training for members of the business as well as new joiners in regard to marketing regulations within the EMEA region.

  • Provide jurisdictional guidance and advice covering other European marketing jurisdictions.

  • Assist in conducting research to determine regulatory risk.

  • Assist with other day-to-day ad-hoc project related work covering legal and compliance.

 

Your Profile

  • 4-7 years’ experience gained within a relevant industry.

  • Prior experience in a relevant marketing/distribution compliance role.

  • Firm knowledge of AIFMD and other European marketing regulations is desirable .

  • Prior experience within investment funds pertaining to real estate would be advantageous

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 3778 0852
Reference Code: 11647

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks, and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.