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Compliance Associate

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  • Contact:

    Erinne Colhoun

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  • Published:

    9 months ago

  • Expiry date:


​Our Client

​Our client is a leading specialist consulting firm that provides governance, risk, and compliance solutions. This role will focus on advising investment firms and is fully remote with the occasional trip to their offices in London and Belfast.


Main duties

Key responsibilities for this position will include, but are not limited to:

  • Working on multiple projects across authorisations, advisory and audit, and due diligence.

  • Partnering with our investment client base to understand their business and be able to design and implement their regulatory strategy.

  • Undertaking compliance audits for clients and recommending improvements.

  • Staying up-to-date on industry regulatory requirements.


Your profile

  • Strong analytical skills with the ability to interpret complex information.

  • 1+ years experience in compliance, preferably from and investments background.

  • Ability to work with, and communicate information clearly and effectively to both clients and team members.

  • Excellent organisational skills with the ability to manage numerous deadlines and projects simultaneously.

  • Quick to learn, curious with initiative, and constantly striving to develop technical expertise.

  • Collegiate outlook with the ability to work effectively as part of a cohesive team.


Salary: circa £35,000 - £45,000

For more information about this position, please get in touch with Erinne Colhoun.
Phone:020 3137 4238
Reference Code:11827

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.