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Compliance Associate

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Jackson Baker

  • Contact email:

  • Contact phone:

    020 7870 7409

  • Job ref:


  • Published:

    16 days ago

  • Expiry date:


​Our Client

Our client, a large private equity firm, is currently looking for a Compliance Associate for its London office. The Compliance Associate will be joining a team of 3 and be responsible for leading parts of the compliance function.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Leading the development and implementation of the global compliance programme, covering all areas of advisory and monitoring work

  • Identifying and interpreting areas of regulatory change to impact the firm's operations, proposing enhancements to the Compliance Programme to observe those new requirements

  • Assessing existing policies and developing new compliance procedures for the business

  • Managing conflicts of interest and conducting compliance checks

  • Finding ways to increase efficiencies within the current compliance framework

  • Providing ad hoc compliance advice to the wider business

  • Providing compliance training to stakeholders ​

Your Profile

  • 2-4 years of compliance experience, ideally within asset management/private equity

  • Experience in a generalist role preferred for this position

For more information about this position, please get in touch with Jackson Baker.
Phone: 020 7870 7409
Reference Code: 11395

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are exciting about bringing our expanded offering into the technology area.