Our client, a global hedge fund, is currently seeking a compliance professional to join its London team. Reporting into the firm’s Head of Legal & Compliance, the successful candidate will be providing ongoing assistance to the compliance and legal team, ensuring that the business operates in accordance to regulatory requirements.
Key responsibilities for this position will include, but are not limited to:
Advise the firm’s members of staff on compliance/regulatory matters
Review marketing materials and financial promotions to ensure they meet guidelines
Perform ad hoc compliance projects as required
Advise on process and procedures improvements
Educated to a degree level
Previous compliance experience, preferably for an asset management firm
For more information about this position, please get in touch with Jackson Baker.
Phone: 020 3778 0771
Reference Code: 11931
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.