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Compliance Associate

  • Location:

    Los Angeles

  • Sector:


  • Salary:

    $95,000 - $110,000

  • Contact:

    Lucy Phillips

  • Contact email:

  • Contact phone:

    +1 332 256 0130

  • Job ref:


  • Published:

    11 months ago

  • Expiry date:


​Our Client

Our client, a global investment management firm with offices across the globe, is currently seeking a Compliance Associate to join their Los Angeles office.

The successful candidate will be providing ongoing assistance to the compliance team and the Compliance Program.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Provide generalist assistance to the Compliance team on a daily basis

  • Prepare relevant materials for Board meetings

  • Assist the Compliance team in ad hoc projects as required

Your Profile

  • Between 2-5 years of compliance experience, more specifically within the financial services sector

  • Demonstrated knowledge of US regulations

  • Bachelor’s Degree

The basic salary range for this position is $95,000 - $110,000

For more information about this position, please get in touch with Lucy Phillips.
Phone: +1 332 256 0130
ReferenceCode: 11902

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.