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Compliance Analyst

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jack Merriott

  • Contact email:

    jack@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    MEJ11499_2

  • Published:

    13 days ago

  • Expiry date:

    2022-06-13

​Our Client

Our client, a global Investment Management firm is currently seeking a Compliance Analyst to join their team in London.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Reviewing of staff transactions to check for potential conflicts.

  • Periodic monitoring and surveillance of company transactions.

  • Undertake frequent monitoring reviews.

  • Frequent analysis of the firms holdings for regulatory reporting.

  • Assist with ad hoc tasks and support the duties of the Department Head.

Your Profile

  • 1-2 years of compliance experience, preferably within investment management.

  • Good communication skills.

  • Strong attention to detail.

For more information about this position, please get in touch with Jack Merriott.
Email: jack@rutherfordsearch.com
Phone: 020 3778 0846
Reference Code: 11499


About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.