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Compliance Analyst

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Ali Hughes

  • Contact email:

    ali@rutherfordsearch.com

  • Contact phone:

    +1 212 292 3804

  • Job ref:

    HUA11432_4

  • Published:

    21 days ago

  • Expiry date:

    2022-06-04

​Our Client

Our client, a leading private equity firm with roughly $35bn AuM, is currently looking for a Compliance Analyst in their New York office. This is a generalist position that will help support a global team underneath a Chief Compliance Officer (CCO).

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Developing and updating compliance policies for the firm

  • Providing regulatory advice to wider stakeholders in the business, including the investment teams

  • Reviewing and approving of marketing materials

  • Managing Code of Ethics policies

  • Horizon scanning and providing regulatory updates to the global compliance team

  • Providing compliance training to the global team

  • Administer regulatory filings

  • Manage ad hoc Legal and Compliance requests

Your Profile

  • 1 - 4 years of experience in compliance, preferably for an investment adviser

  • Ability to multi-task and work under pressure


For more information about this position, please get in touch with Ali Hughes.
Email: ali@rutherfordsearch.com
Phone: +1 212 292 3804
Reference Code: 11432


About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.