Back to job search

Compliance Analyst

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Oisin O'Regan Doherty

  • Contact email:

  • Contact phone:

    020 3778 0309

  • Job ref:


  • Published:

    10 months ago

  • Expiry date:


​Our Client

Our client, a leading quantitative hedge fund, is looking for a junior Employee Compliance Analyst to join its Legal and Compliance team in their London office. The role presents a great opportunity to gain experience in a market-leading firm and the ideal candidate will have solid interpersonal skills and be willing to develop their career within a growing Compliance team. The role will suit an individual with a background in Human Resources who wants to broaden their exposure into Compliance.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Managing licensing and registrations

  • PA Dealing

  • Organising compliance training for members of staff

  • E-Comms surveillance

  • Maintaining the firm's records relevant to areas of employee compliance

  • Working closely with individual employees and HR in gathering required information relating to applications and registrations.

Your Profile

  • Strong academic record

  • Developed communication skills

  • Ability to demonstrate an analytical approach when assessing processes and constructing proposals

  • Exposure to employee compliance would be advantageous

  • Track record of being able to handle confidential information professionally and with the utmost discretion

For more information about this position, please get in touch with Oisin O'Regan Doherty.
Phone: 020 3778 0309
Reference Code: 11666

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.