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Jonathan Skerrett
5 months ago by Jonathan Skerrett
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​Movers & Shakers - Compliance (August 2020)

Rutherford is proud to present its August 2020 edition of the Movers & Shakers report, which covers some significant compliance moves within the UK's Asset Management & Alternatives spaces in Q2 and Q3.

If you wish to receive these documents in exclusivity, let us know by sending us an email at enquiries@rutherfordsearch.com

​You can also find the PDF version of Rutherford's Movers & Shakers Compliance Report for Q2-Q3 2020 here.

Movers & Shakers Report
Compliance
Asset Management & Alternatives

Charles Jones

Former EMEA Head of Compliance
for Janus Henderson

Joins

Standard Life Aberdeen
as Head of Risk & Compliance - Investments

Simon Johnston

Former EMEA Head of MSG Compliance
for Macquarie Group

Joins

Apex Group ltd
as Head of European Compliance

Bijal Shah

Former Global Head of FX Contracts and Regulatory
Strategy for Brown Brothers Harriman

Joins

Partners Group
as Legal Expert, Treasury and Execution

Karen Briggs

Former Partner in Regulatory, Forensic and Financial
Crime at KPMG

Joins

FTI Consulting
as EMEA Head of Forensic and Litigation Consulting

Chris Martin

Former Head of Compliance
at Woodford Investment Management

Joins

Alpha FMC
as Senior Manager - Risk, Regulation and Compliance

Nikhil Rathi

Former Chief Executive officer
at London Stock Exchange (LSE)

Joins

Financial Conduct Authority (FCA)
as Chief Executive Officer

Rory Cairns

Former Compliance Officer
at Tikehau Capital

Joins

Cerberus Capital Management
as European Compliance Officer

Rupert Brown

Former Director of Compliance
at Schonfeld

Joins

QMA Wadhwani
as Vice President, Compliance

Matthew McNeill

Former Compliance Advisory Consultant
at Merian Global Investors

Joins

Lindsell Train
as Deputy Compliance Officer

Duncan Hayton

Former Compliance Manager
at GSA Capital

Joins

Fulcrum Asset Management
as Compliance Manager

Jess de Alwis

Former Director of Risk and Compliance
at Investec Wealth

Joins

Hawksmoor Investment Management
as Head of Compliance

David Laramy

Former Executive Director
at JPMorgan Chase & Co

Joins

Monzo Bank
as VP, Head of Financial Crime

Therese B. Santos

Former Deputy MLRO and Europe Compliance Officer
for Insitnet Europe ltd

Joins

Hudson River Trading
as Chief Compliance Officer


Contact

Jonathan Skerrett is a Director at Rutherford, the executive compliance, financial crime, legal and cyber security specialists.
Contact us for a confidential search, send us an email to enquiries@rutherfordsearch.com or see our latest vacancies.
Email: jonathan@rutherfordsearch.com