Millions of UK Customers bank accounts to be frozen as the FCA orders Wirecard’s UK operations to cease activities
If you bank with Revolut, Pockit, Soldo, Anna Money, Holvi and Curve: you happen to have been usi...
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Twitter hires FBI Lawyer as Deputy General Counsel
Twitter Inc has appointed Jim Baker as Deputy General Counsel. Baker formerly served as general c...
LSE Chief Compliance Officer Appointed Interim CEO
London Stock Exchange Group has announced Board changes to their PLC.Michael Findlay has been ap...
When short sellers become whistleblowers: the case of Wirecard
They say that sharks can smell blood in the water up to a mile away.* Short sellers can exhibit s...
Nikhil Rathi named new CEO of the FCA
According to the FCA, “Nikhil is currently the Chief Executive of London Stock Exchange plc. Fro...
Wirecard shares slump over missing €1.9bn
We’ve all been there.I’ve lost countless wallets: on buses, on trains, on planes; you name it.A...
FCA to permanently ban mass-marketing of mini-bonds
After announcing a temporary ban in November 2019, the FCA has now moved to ban marketing to reta...
FCA fines Commerzbank London £37,805,400 over anti-money laundering failures
Today, the FCA fined Commerzbank’s London branch £37,805,400.The fine came as a result of an ear...
Windstream Partners: the new hedge fund advisory launched by ex-AQR executives
Brainchild of Joe Trentacosta, Phil Benincasa and Matthew Baglio; a new New York-based advisory ...
Ex-Woodford Compliance Officer joins Alpha FMC
Alpha FMC has hired the former head of compliance at Woodford Investments boutique.Chris Martin...
Nailing the Video Interview
The recent outbreak of the Covid-19 pandemic has further highlighted the need for firms to becom...
Facebook's Libra Hires Chief Compliance Officer
The Libra Association has announced that it has hired Sterling Daines as its Chief Compliance Of...
Existential Threat: The Environmental Investment Rationale
‘While it is difficult to precisely measure global spending on existential risk, we can state wi...
