What Does a Compliance Professional Do?

The person leading a compliance regulatory function will have to internalise conflicts and exercise supreme judgement in balancing the need to allow its business to flourish in an increasingly complex regulatory environment, whilst avoiding the potentially devastating consequences of non-compliance.

Why Is Regulatory Compliance Recruitment Important?

The regulatory compliance sector is one that is constantly evolving, making it a very interesting field to work in. Every year, new regulations and rules are being introduced, meaning compliance professionals must always be on top of the ever-changing sector to properly assess how any regulatory update can affect a business and its activities.

David Bagley Registered at the Co-operative Bank

Compliance

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David Bagley, ex HSBC Head of Compliance, has joined The Co-operative Bank according to reports. The website Compliance Matters reports that it is is not known whether Bagley ever applied to the British regulators for a renewal of his ‘permissions’ to perform ‘controlled functions’ and speculates that is has joined in a Consultative capacity however, the FCA Register confirms that as of Monday last week he was approved for the ‘Control Function 10′ and ‘compliance oversight’ suggesting that whist the mandate may still be interim he has successfully been renewed and is back the driving seat.