Rutherford have been mandated on an exciting opportunity for a Surveillance Associate to join our hedge fund client’s Connecticut office. The successful candidate will be joining the business' well-established surveillance team, whose core purpose is to identify, monitor and assess numerous sources of compliance risk.
Key responsibilities for this position will include, but are not limited to:
Conducting routine trade surveillance, investigations and communication surveillance
Creating risk assessments for the business
Being a SME within the space and keeping abreast of regulations and best practices which may affect the business
Leveraging technology and resources which can help minimize risk – and protect the firm along the way
Educated to a degree level
At least 2 years of surveillance experience within a financial services firm (buy-side firm, bank, broker or regulatory authority)
Excellent communication skills
For more information about this position, please get in touch with Lucy Phillips.
Phone: +1 332 256-0130
Reference Code: 35742
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.