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Senior Distribution Compliance Manager

  • Location:


  • Sector:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


​Our Client

Our client, an investment management group, is seeking a Senior Distribution Compliance Manager, to join their London team.

This role sits within the Distribution Compliance team and will provide oversight and advice on national and cross-border Marketing and Distribution activities.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Advise on cross-border marketing and sales of fund, including financial promotions

  • Advise on Product Governance and oversight

  • Support for the Head of Distribution Compliance

  • Delivery and development of distribution compliance matters for the wider business

  • Identify regulatory updates in relation to Sales, Distribution and Compliance​

Your Profile

  • Proven relevant experience within investment management

  • Strong knowledge of UCITS, AIFMD and MiFID, with a focus on Marketing and Product Governance

  • Comfortable guiding junior members of the team

  • Ability to liaise with stakeholders and senior members of staff​

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11583

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.