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Senior Compliance Manager

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £85,000

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    020 3778 1252

  • Job ref:

    HOG11505

  • Published:

    about 1 month ago

  • Expiry date:

    2022-05-17

​Our Client

Our client is an innovative payments fintech who are creating a great name for themselves in the market. With a truly impressive growth in a short space of time, they are now looking to double in size over the next year. Not to mention they are already undergoing an acquisition which will transform them into a B2B2C model too - they have a lot of work to do!

With a growing compliance team, this fintech are in need of a Senior Compliance Manager to take the lead in operational compliance to maintain the company policy and lead on advising business areas on regulatory requirements.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Keeping abreast of regulatory changes and providing advice to the business (particularly payments)

  • Oversight in accordance with regulatory requirements

  • Developing compliance oversight and assurance

  • Drafting and implementing policies and procedures

  • Working with the business to embed SMCR and other programmes

  • Responding to external audit and regulatory enquiries, including regulatory reporting

  • Reviewing and approving financial promotions

  • Supervision of team members (potential line management) and training

Your Profile

  • Senior compliance experience within the fintech/ payments/ consumer credit space

  • Compliance Assurance/ Monitoring and Testing experience

  • Ability to apply FCA regulations in a user-friendly way

  • Exposure to working in different jurisdictions would be desirable

  • Ability to build relationships and influence at all levels of the business, with good interpersonal skills

Salary: circa £75,000 - £90,000 depending on experience

Location: brand new offices in central London, with a hybrid working model

For more information about this position, please get in touch with Georgina Housden.
Email: georgina@rutherfordsearch.com
Phone: 020 3778 1252
Reference Code: 11505

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.