Our client is an innovative payments fintech who are creating a great name for themselves in the market. With a truly impressive growth in a short space of time, they are now looking to double in size over the next year. Not to mention they are already undergoing an acquisition which will transform them into a B2B2C model too - they have a lot of work to do!
With a growing compliance team, this fintech are in need of a Senior Compliance Manager to take the lead in operational compliance to maintain the company policy and lead on advising business areas on regulatory requirements.
Key responsibilities for this position will include, but are not limited to:
Keeping abreast of regulatory changes and providing advice to the business (particularly payments)
Oversight in accordance with regulatory requirements
Developing compliance oversight and assurance
Drafting and implementing policies and procedures
Working with the business to embed SMCR and other programmes
Responding to external audit and regulatory enquiries, including regulatory reporting
Reviewing and approving financial promotions
Supervision of team members (potential line management) and training
Senior compliance experience within the fintech/ payments/ consumer credit space
Compliance Assurance/ Monitoring and Testing experience
Ability to apply FCA regulations in a user-friendly way
Exposure to working in different jurisdictions would be desirable
Ability to build relationships and influence at all levels of the business, with good interpersonal skills
Salary: circa £75,000 - £90,000 depending on experience
Location: brand new offices in central London, with a hybrid working model
For more information about this position, please get in touch with Georgina Housden.
Phone: 020 3778 1252
Reference Code: 11505
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.