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Head of Marketing Compliance

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Sam O'Sullivan

  • Contact email:

    samuel@rutherfordsearch.com

  • Contact phone:

    020 7183 0545

  • Job ref:

    OSS36439

  • Published:

    about 1 month ago

  • Expiry date:

    2024-11-08

​Our Client

Rutherford has been mandated on a senior compliance search for a large asset manager in London. The role will be tasked with leading the marketing compliance team across EMEA and APAC.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Review and approve all sales, marketing and communication materials for the business across the EMEA and APAC region

  • Assist with regulatory developments and updating compliance policies

  • Provide advice on relevant new product launches and initiatives

  • Deliver training to the business and wider stakeholders

Your Profile

  • 6 - 12+ years of asset management compliance experience, with proven marketing compliance knowledge.

  • Ideally EMEA and APAC regulatory knowledge. Americas is beneficial.

For more information about this position, please get in touch with Sam O'Sullivan.
Email: samuel@rutherfordsearch.com
Phone: 020 7183 0545
Reference Code: 36439

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in in-house legal and private practice legal, all within the financial and legal services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges MTFs and financial tech, through to global investment managers, hedge funds, private equity firms and investment banks. We began as a compliance recruitment firm in London and expanded our offering to now provide new resourcing expertise across legal recruitment, both in-house and private practice. We have been a leading legal and compliance search agency in London for over a decade.