Our client, a boutique financial services regulatory consultancy, is looking for a motivated regulatory Consultant with a strong understanding of regulatory compliance matters including procedures, policies and be able to assist with the growth of the firm. This will sit within their Funds & Asset Management team which provides expert guidance on intricate regulatory requirements and the execution of challenging regulatory implementation initiatives. The team also engages in technical research, the creation of technical materials, and marketing and business growth.
This is an exciting opportunity to support and lead the growth of a well-established practice as they expand their offering.
Strong academic background
5+ years regulatory compliance experience within a regulated financial institution.
Must have previous consultancy experience in a relevant regulated financial institution.
A deep understanding of the FCA handbook and applicable regulations.
Must have previous Business Development experience and be keen to grow clientele by offering market knowledge and establishing significant, long-term client relationships.
A background in providing advice to funds, private equity, corporate finance, asset management, and/or real estate enterprises.
Diploma level compliance-related qualification.
Broader sector knowledge (may need to assist wider teams on a broad range of regulatory matters).
Ability to manage and work with clients on large-scale projects.
For more information about this position, please get in touch with Orla Crowe.
Phone: 020 3778 0843
Reference Code: 11690
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.