Our Client
Our client, a global leading broker-dealer, is currently looking for a Compliance Officer to join its Amsterdam office. The role will be reporting directly into the firm's European Head of Compliance.
All costs associated with relocating, including any visa requirements, will be supported entirely by the firm.
Main Duties
Key responsibilities for this position will include, but are not limited to:
Providing ongoing compliance advice to various trading teams
Monitoring of regulatory developments and succinctly communicating risk/opportunities to relevant groups in the firm
Develop and maintain compliance policies
Reviewing of alerts generated from the firm's central surveillance function
Maintenance of the firm's compliance monitoring programme
Your Profile
Working knowledge of, and keen interest to learn more about electronic trading
Understanding of European market structure
Working knowledge of trade surveillance
Good knowledge of European Financial Rules and Regulation
Ability to work independently
Excellent attention to detail and strong communication skills
5-7 years relevant compliance experience
For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 7183 0545
Reference Code: 11385
About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.