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Compliance Officer

  • Location:

    Amsterdam

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 7183 0545

  • Job ref:

    KRT36219

  • Published:

    about 1 month ago

  • Expiry date:

    2024-07-13

​Our Client

Rutherford have been mandated on a brilliant opportunity by a global proprietary quantitative trader, is currently looking for a Compliance Officer to join its Amsterdam office. The role will be reporting directly into the firm's Global Chief Compliance Officer and will the firm's first Compliance hire in Amsterdam.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Providing ongoing compliance advice to various trading teams

  • Acting as the main point of contact for the firm with the relevant regulator

  • Assisting in the development of internal surveillance systems

  • Monitoring of regulatory developments and succinctly communicating risk/opportunities to relevant groups in the firm

  • Develop and maintain compliance policies

  • Assist in perform

  • Reviewing of alerts generated from the firm's central surveillance function

  • Maintenance of the firm's compliance monitoring programme

Your Profile

  • 5+ years compliance or legal experience within an exchange, regulator, proprietary trading firm or other relevant financial institution is required

  • Understanding of European market structure, relevant securities regulations and investment products.

  • SME expertise with the regulations pertaining to equities and operations

  • Good knowledge of European Financial Rules and Regulation

  • Ability to work independently

  • Excellent attention to detail and strong communication skills

For more information about this position, please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 7183 0545
Reference Code: 36219

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.