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Compliance Officer

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Tevia Kretzmer

  • Contact email:

  • Contact phone:

    020 7183 0545

  • Job ref:


  • Published:

    5 months ago

  • Expiry date:


Our Client

​Our client, a global US hedge fund, is seeking a Compliance Officer for their London office, who will report directly to the Head of Compliance.

The client wish to see candidates who have ample experience conducting EU short selling as well as transaction reporting.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Answering queries around EU short selling rules and requirements

  • Daily position monitoring, capacity checks and reconciliation and review of daily reports and submission filings

  • Responsible for transaction reporting, providing advisory support on as well as reviewing the relevant regulations

  • Working closely with stakeholders to resolve day to day reporting issues

  • Assist in carrying out the non-trade surveillance program

  • Responsible for the review of UK and EU long and short disclosures

  • Responsible for the coordination of AIFMD, MiFIDPRU and other filings within RegData

  • Monitoring regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required​

Your Profile

  • Practical experience with disclosure and regulatory reporting and monitoring is essential.

  • 5+ years of Compliance experience

  • 4-year Bachelor’s degree preferred

  • Exposure to/understanding of different types of asset classes (equities, equity derivatives, macro and credit)

  • Knowledge of insider dealing rules and the relevant regulations

  • Knowledge of hedge funds, investment advisory functions and research

For more information about this position, please get in touch with Tevia Kretzmer.
Phone: 020 7183 0545
Reference Code: 11844

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.