Our client, a macro hedge fund, is seeking a Compliance Officer to join their Compliance department in London on a permanent basis. The role is generalist, and the successful candidate will be undertaking monitoring in accordance with the compliance monitoring programme.
Key responsibilities for this position will include, but are not limited to:
Monitoring and trade surveillance across a range of asset classes, including fixed income, equities, cash and commodities
Core compliance responsibilities, including PA dealing, gifts and entertainment and providing compliance training
Regulatory submissions and maintenance of registers
KYC/AML and Counterparty onboarding
Other ad-hoc compliance responsibilities
Bachelor’s degree. A legal education and/or additional compliance qualifications / certifications are an advantage
Previous experience in a generalist position or compliance experience
Strong Excel, Word, and PowerPoint skills
Strong communication skills (verbal and written)
A demonstrable interest in global regulation
For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11709
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance, financial crime, legal and cyber security recruitment, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.