Our client, a startup real estate fund, is currently seeking a Compliance Officer to join its South West London office. The successful candidate will be taking ownership of the Compliance function, ensuring that the firm is compliant with regulatory standards.
Hybrid working is on offer for this position, and this could also be a part-time role if need be.
Key responsibilities for this position will include, but are not limited to:
Maintain and file new company information
Actively respond to KYC requests from external providers
Liaise with relevant providers to ensure the firm’s remains compliant with regulatory requirements
Maintain and implement policies
Implement compliance reporting and monitoring
Any other ad hoc compliance task as requested
At least 3 years of experience in Compliance
Strong understanding of company structures and the requirements for their formation
Knowledge of AML and anti-bribery regulations
For more information about this position, please get in touch with Jonathan Skerrett.
Phone: 020 7870 1019
Reference Code: 11517
Rutherford is a boutique search firm located in London and New York. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.