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Compliance Manager

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    11 months ago

  • Expiry date:


​Our Client

A boutique alternative investment fund located in the West End are looking to hire a Compliance Manager into their team. The Compliance Manager will be responsible for a range of responsibilities and act as the Deputy in the compliance team.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Provide regulatory advice to the investment and trading teams

  • Lead on global regulatory projects and advise senior management on the impact on upcoming regulatory changes.

  • Conduct day-to-day compliance monitoring, including trade surveillance, code of ethics and conflicts of interest.

  • Support on AML/financial crime related matters

  • Deliver compliance training to the wider business and senior management.

Your Profile

  • 4 - 8 years compliance experience, ideally from a leading buy-side firm

  • Strong knowledge of FCA and EU trading rules required, preferably someone who has sat on or worked closely with a trading desk

  • The ability to work closely with other departments including investment staff, operations, accounting and marketing

  • Ability to work and excel in a high intensity environment

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11735

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.