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Compliance Manager

  • Location:


  • Sector:


  • Job type:


  • Contact:

    Jack Merriott

  • Contact email:

  • Contact phone:

    020 3778 0846

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


​Our Client

Our client, a highly regarded sovereign wealth fund, are currently seeking a Compliance Manager to join their London Compliance team.

This role will have strong exposure to senior management and be the key point for contact for all investment and transactional related compliance queries.

Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Ensuring that all critical aspects throughout the investment process are compliant with regulatory and internal requirements

  • Identifying and managing compliance risk in activities in relation to investment

  • Assessing internal policies from an effectiveness and integrity standpoint

  • Managing the AML/KYC process during acquisition and post investment

  • Monitoring development in AML/KYC and sanctions and advising management accordingly

  • Spearheading FACTA/CRS as well as other regulatory reporting

  • Developing and implementing the compliance monitoring program

  • Actively maintaining and monitoring compliance with key policies

  • Keeping abreast of regulatory changes and developments as well as their impact on the business

  • Preparing compliance reports

Your Profile

  • 5+ years of compliance experience - ideally within private markets

  • Previous experience with private market KYC/AML practice is desirable

For more information about this position, please get in touch with Jack Merriott.
Phone: 020 3778 0846
Reference Code: 11497

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.