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Compliance Associate

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Ali Hughes

  • Contact email:

    ali@rutherfordsearch.com

  • Contact phone:

    +1 (332) 256-0130

  • Job ref:

    HUA11611_1

  • Published:

    5 days ago

  • Expiry date:

    2022-10-20

​Our Client

Our client is a multinational leading HFT firm with a primary focus in the crypto markets, are seeking a Compliance Associate, to join their team in New York. The firm specialize in quantitative and algorithmic trading strategies as well as investment advisory.

Role Summary

The Associate role sits in the Legal & Compliance department, supporting lawyers and other Compliance professionals and maintaining updates to broker-dealer registrations and related regulatory compliance filings. As a junior-level position, this is a valuable opportunity to jumpstart a career within the algorithmic trading marketplace.

​Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Assist lawyers and compliance team on electronic trades across various asset classes.

  • Develop working knowledge of broker-dealer compliance.

  • Regulatory filing projects, ad-hoc projects, and other related admin tasks.

Your Profile

  • 2+ years of relevant experience in trade compliance.

  • Good understanding of core regulations.

  • Background at a broker dealer, law firm, or other relevant FS institution.

  • Self-starter, initiative-taker, strong work ethic.

For more information about this position, please contact Ali Hughes.
Email: ali@rutherfordsearch.com
Phone: +1 (332) 256-0130
Reference Code: 11611

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks, and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.