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Head of Compliance

  • Location:

    New York

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    $150,000 - $250,000

  • Contact:

    Lucy Phillips

  • Contact email:

    lucy@rutherfordsearch.com

  • Contact phone:

    +1 332 256 0130

  • Job ref:

    PHL35912_1

  • Published:

    about 2 months ago

  • Expiry date:

    2024-04-06

Our Client

Our client, a global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in New York City, US.

This business unit has grown significantly in recent years and as a result the executives are looking for an individual with a background private credit space to join the team.

The successful individual will report directly into the CCO, acting as a strategy partner in the continued design, execution and implementation of the US compliance framework.

Main Duties

Your responsibilities will include, but won't be limited to:

  • Support the global private investments regulatory program

  • Partner with stakeholders across the related support functions, offering regulatory advice/guidance

  • Support the global private investments regulatory programme frameworks, policies and procedures

  • Partner alongside the APAC and European compliance teams in the continued global integration

  • Work alongside the portfolio management teams to design the relevant compliance frameworks

  • Deliver on more ad-hoc core compliance tasks as needed

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Your Profile

  • At least 10 years experience within an investment advisory firm

  • Demonstrable track record working as an SME within the private credit space

  • Investment management compliance experience

  • Detail-oriented with the ability to multitask and evidence of good organizational and project management skills

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In return for this experience is the opportunity to join a growing team with the support, resources and technology of a well backed, global asset management firm readily available.

Other locations are also considered.


Basic salary range for the role: $150,000 - $250,000


For more information about, please get in touch with Lucy Phillips.
Email: lucy@rutherfordsearch.com
Phone: +1 332 256 0130
ReferenceCode: 35912

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About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are specialists in compliance recruitment, and also in financial crime and legal, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing services across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

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