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    Compliance Recruitment
    for Leading Financial Services Firms
    in London

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    Sourcing the highest calibre Regulatory Professionals for our Clients

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    Providing Career Enhancing Compliance Manager Jobs and Professional Guidance for our Candidates

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    Client Focused, Independent Experts
    with Comprehensive
    Market Knowledge

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    Call us for Advice on Your Compliance Search or Your Next Career Step


Compliance Recruitment Specialists

Rutherford Search sources high caliber regulatory professionals

Compliance recruitment, specialising in bespoke retained and contingent searches for the financial services sector.

Our clients range from major international investment managers, hedge funds and private banks through to corporate, commercial, investment banks and brokers. Rutherford conducts a strictly limited number of simultaneous searches at any given time to focus on very high levels of client and candidate service extending beyond traditional search and selection.

Featured Jobs


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Why Rutherford Search

We are passionate about delivering the best results for our clients. If you are a driven and enthusiastic individual who wants rapid career development in a fast-paced small business where you can make a real difference then send us your CV, we want to hear from you. A job with RS is the opportunity to invest with us in growing a business and actually build something in an environment where you are enfranchised and can build a long term career. Be our Managers and leaders of tomorrow.

Send your CV to enquiries@rutherfordsearch.com




Latest Jobs

Compliance Monitoring Analyst – Private Wealth – 18th October 2017

Our client a leading Private Wealth firm are looking to hire a new monitoring analyst to join their London Compliance team.   The Role Undertake compliance monitoring tasks, and support
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Regulatory Compliance & Operational Risk Control Specialist- Wealth – 9th October 2017

Your role Our client, a leading Private Wealth Manager is looking for a Compliance Director to join their London team. You will be working in the UK Wealth Management Policy
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Compliance Manager (Advisory) – Stockbroker – 9th October 2017

Job Specification – Main purpose/aim of the job: To work as part of the Compliance Advisory team. The role will primarily be to support the Head of Compliance including the
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Asset Management – Compliance Associate – 6th October 2017

The Role The Compliance Associate will support and assist the UK Compliance Department in providing a robust compliance framework in support of the Firm. The Compliance function provides advice on queries and regulatory change as well as providing independent monitoring to ensure the business continues to operate within the appropriate regulatory standards, internal policies and industry norms. This hire requires the candidate to engage with staff across business lines and international colleagues, including their partners in Compliance in the U.S. The ability to engage and deliver on key change initiatives is critically important.   Work across European and APAC jurisdictions providing advice on marketing materials end ensuring that these materials are reviewed and approval prior to use; Assist in training of the business in various compliance policies, procedures and provision and implementation of e-training modules; Work alongside compliance colleagues to review the design effectiveness of compliance policies; Assist with ad hoc requests and provide compliance advice; Liaise with the business in relation to compliance issues identified and ensuring remedial action points are followed up; Provide assistance as and when necessary to the Code of Ethics Compliance team member; Provide Fixed Income trading compliance oversight; Assist in various ad hoc compliance projects and initiatives as required from time to time; Liaise and develop compliance contacts across the Firm
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MLRO – Payment Services / Fintech – Start Up

Our client, a leading payments services firm, are looking to expand their London team and o require a new MLRO.   The Role As the Money Laundering Reporting Officer, you
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Hedge Fund Opportunity – Compliance Analyst, 6 Month Contract in Dublin (Possibly Leading to Permanent Position) – 31st August 2017

Our Client, a leading international hedge fund, is looking for a bright Compliance Analyst to join them in their Dublin office for a six month contract to assist them in
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Data Director – Regulatory – European Bank

Our Client is a rapidly growing European Bank that is currently in that phase beyond ‘start-up’ and now an international player but still at a very dynamic growth stage. That
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Compliance Officer/Associate – Thematic Monitoring – Fund/Asset Management, London

More than most compliance jobs, this role comes with broad exposure from a huge range of business areas and would be a wonderful opportunity for an individual to join a
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Head of Investment Compliance – Europe – Investment Management – 9th August 2017

Purpose of your role This is a new and highly visible role currently reporting to the Global Head of Investment Compliance. The primary purpose of your role is to provide
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Compliance Manager / FCA Controlled Function: CF1, 19th July 2017

Our client a leading Broker is expanding it’s UK team. A new role has been created amongst senior management, facilitating the need for a Compliance Officer with FCA Controlled Functions
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Head of Monitoring & Testing – Asset Management, 24th June 2017

Our Client is a leading and expanding global fund manager.   Responsibilities:   Reporting to the Head of Compliance Lead independent second line risk-based monitoring, themed reviews and ad-hoc reviews
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Compliance Product Specialist – Asset Management

Your role Our client a leading Asset Manager are looking for an experienced investment product specialist, with specialised knowledge in Product Risk, Regulatory Developments and Financial Crime. The candidate will
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  • Financial Crime Compliance, Risk Assessment - 1st Oct 2014

    The Banker: Brian Caplen, editor of The Banker, discusses financial crime compliance with Tom Scampion, global risk analytics leader, Deloitte and Luc Meurant who is head of banking, markets and compliance services at Swift.

  • Bloomberg Hedge Fund Start Up Conference 2013 - Compliance

    Discussion surrounding Authorisation and the Regulatory Strategic Considerations for Start Up Hedge Funds

  • Evolution of the Chief Ethical and Compliance Officer - 21st Mar 2012

    Scott McCleskey, global head of financial services regulation, Thomson Reuters Governance, Risk & Compliance discussing the evolution of the chief ethics and compliance officer.

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