• Legal & Compliance Recruitment
    for Leading Financial Services Firms
    in London

  • Sourcing the highest calibre Lawyers & Regulatory Professionals for our Clients

  • Providing exciting Career Opportunities and professional guidance for our Candidates

  • Client Focused, Independent Experts with Comprehensive Market Knowledge

  • Sponsor of the 2013 & 2014 Thomson Reuters Chief Compliance Officer of the Year Award

 

Compliance Recruitment Specialists

Rutherford Search sources high caliber regulatory professionals

Compliance recruitment, specialising in bespoke retained and contingent searches for the financial services sector.

Our clients range from major international investment managers, hedge funds and private banks through to corporate, commercial, investment banks and brokers. Rutherford conducts a strictly limited number of simultaneous searches at any given time to focus on very high levels of client and candidate service extending beyond traditional search and selection.

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Notice

RS News:

 

Rutherford Search has published a new Referral Scheme for Candidates and Clients for 2016-2017. Always a key part of our business model, further increasing quality referrals is identified as a key goal for the remainder of this year and as we go into 2017. For an idea of what you can receive for referring Candidates or business please see the terms:

 

http://www.rutherfordsearch.com/referral-schemes/

 

 

 

Latest News

Rutherford Search Quoted in Financial News – 4th Jan 2017

By Lucy McNulty, Financial News   Hedge funds in Europe
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Call for MiFID II Standardisation – 20th Jan 2017

Deutsche Bank and other financial institutions are calling for more
Read more

FCA Early Detection over High Fines – 20th Jan 2017

“I’d like to make early detection, rather than early settlement,
Read more
 

Latest Jobs

Compliance and Risk Analyst – Investment Management/Consumer Credit

Our client a leading investment manager/consumer credit firm are looking for a Compliance and Risk Analyst to help deliver the duties of the compliance assurance and non-financial risk functions for
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Compliance Manager – Investment Management/Consumer Credit

Our client a leading investment manager/consumer credit firm are looking for a Compliance Manager to help deliver the duties of the compliance assurance and non-financial risk functions for the Firm
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Junior Compliance Officer – Investment Management/Consumer Credit

Our client, a leading Investment Manager/Consumer Credit Firm are seeking to hire an entry level Compliance Officer keen to learn and grow within the position, so a fantastic opportunity for
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Compliance Manager – Private Wealth – Midlands

Our client, a leading Private Wealth Management Firm are looking for a Compliance Manager to join their team in the Midlands. This role has the possibility of developing into the
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Head of Compliance – CF10/MLRO Hedge Fund – 25th January 2017

  REPORTING LINE: General Counsel PRIMARY REs Robust regulatory environment. Compliance with applicable regulations. Relationship with regulators. Internal client & team feedback evidencing ability to drive change management, challenge teams and
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COMPLIANCE OFFICER -INVESTMENT MANAGEMENT – 25th January 2017

Our client is a leading Investment Management firm based in Mayfair. This generalist role includes a wide range of activities providing good breadth of exposure within a prestigious organisation.  
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Compliance Officer, Global Markets – Equity Derivatives & PS&F – Investment Banking

Overall Job Purpose Advisory Compliance coverage for the Equity Derivatives, PS&F and back up cover for Opera Trading Capital business units). The role involves providing compliance advisory support to the
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Trade and Surveillance Officer – Investment Banking

Purpose of the position:   Our client, a leading Investment Bank is seeking a new Trade and Surveillance Officer. In response to FCA conduct requirements this newly created function the
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Compliance Officer – Risk Reviews & Assurance – Investment Bank

Overall Job Purpose Our client, leading Investment Bank are seeking additional reviewers to join the Compliance Reviews team to help with the review programme and in particular annual reviews of
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Head of Compliance

Purpose of the role As the Head Compliance, you will take on the full responsibilities of CF10 and CF11, working closely with the business to undertake all regulated activities.  
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Compliance Associate/Head of Compliance – Private Equity – Hong Kong

The Role The role is a varied, generalist role working solely in Hong Kong but alongside the CF10 ( who is based in London). This is a full-time permanent role
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Senior Compliance Officer – Marketing – Investment Bank

Overall Job Purpose: • The role involves providing compliance advisory support to the business and is based on the trading floor. The candidate will have exposure to all areas to
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  • Financial Crime Compliance, Risk Assessment - 1st Oct 2014

    The Banker: Brian Caplen, editor of The Banker, discusses financial crime compliance with Tom Scampion, global risk analytics leader, Deloitte and Luc Meurant who is head of banking, markets and compliance services at Swift.


  • Bloomberg Hedge Fund Start Up Conference 2013 - Compliance

    Discussion surrounding Authorisation and the Regulatory Strategic Considerations for Start Up Hedge Funds


  • Evolution of the Chief Ethical and Compliance Officer - 21st Mar 2012

    Scott McCleskey, global head of financial services regulation, Thomson Reuters Governance, Risk & Compliance discussing the evolution of the chief ethics and compliance officer.


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