Our client, a fintech in the heart of the City of London, is looking for a Senior Compliance Officer to join a growing dynamic team and assist with the launch of a new product.
Ensuring the firm's compliance with regulatory requirements and internal policies and procedures
Providing technical advice in relation to SME debt financing and payment services
Keeping abreast of regulatory changes
Supporting the Compliance Monitoring Plan
Liaising with the FCA
4+ years regulatory compliance experience, ideally within e-money/payments/retail banking
Strong internal and stakeholder management
Desirable to have experience of e-money and MiFID investment licenses
Drive to work in fast-paced environment
Salary £55,000 - £70,000 depending on experience + bonus + excellent work life balance
For more information about this position please get in touch with Georgina Housden.
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.