Our client, a well-established corporate bank, is looking for candidates with more than 5 years of KYC QC experience whose main role will be responsible for quality checking cases completed by KYC Analysts and for providing feedback on areas of development to strengthen analysts' overall knowledge on policy, processes and procedures.
Please note that 5+ years of KYC QC experience is mandatory for this role.
Quality Control: perform a quality check of files before assigning to the appropriate team for sign off and approval
Conduct quality reviews of customer files from a AML/CDD standpoint to minimize case errors and strengthen overall performance
Escalate and evaluate policy deficiencies identified during quality checking
Monitor quality control and quality assurance results
Identify people falling below the required benchmarks
Train the internal team and raise awareness on regulatory requirements and landscape
Challenge current implemented processes in the department to drive improvement
Ensure information security risks are being handled in line with client expectations
Conduct coaching sessions with team members as required
Ensure consistency with the Quality Control framework and governance approach
Continuously communicate with stakeholders on file completion progress, errors and issues
Mandatory: 5+ years of KYC QC experience
Strong KYC knowledge including PEP and Sanctions
Experience of dealing with CDD for clients
Demonstrable years of experience of undertaking CDD reviews
Sound communication skills - verbal and written
Thrives in a target-driven environment
Great conflict management skills
A team player
Rutherford is a boutique search firm that specialises in legal, compliance, cybersecurity, technology risk and financial crime roles within the financial and professional services sectors, with the United Kingdom and New York being the main focus. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms.
We are currently looking for regionally-located compliance and financial crime specialists from the following areas who would be interested in working for London firms on an interim WFH basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.