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Compliance Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    02078701019

  • Job ref:

    KRT053

  • Published:

    23 days ago

  • Expiry date:

    2021-05-15

​Our Client

Our client, a leading UK hedge fund, is seeking an experienced Compliance Officer to join its London based team. The role includes providing oversight and guidance on the Firm's compliance with applicable rules, regulations and internal policies and procedures including working with other areas of the firm to devise and maintain appropriate systems and controls.

Key Duties

  • Perform required compliance functions in coordination with and under the direction of the Global Head of Compliance

  • Identify, analyse, implement and monitor regulatory initiatives relevant to the internal and external fund of funds arm of the business.

  • Assist with, or represent, Compliance at due diligence meetings.

  • Ensure that appropriate advice, assistance and training is given to the employees of the firm.

  • Liaise with global compliance and legal teams.

  • Development and execution of the compliance monitoring programme (CMP)

  • Oversight and representation of Compliance for new product launches.

  • Assistance with due diligence review of service providers, policies and procedures, resolution of compliance related matters.

  • Assist with required regulatory filings and updates.

  • Assist with regulatory examinations by or requests from various regulators.

Your Profile

  • Educated to degree level or equivalent in a relevant subject such as Legal

  • Background and understanding of the asset management industry would be beneficial.

  • Exposure working in a regulated environment.

  • A focused, proactive, goal-orientated team member.

  • Self-starter with strong analytical and problem-solving skills.

  • Clear and concise communicator

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully-curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance agency in London for a decade and are excited about bringing our expanded offering into the technology area.

Remote Working

We are currently looking for regionally-located Compliance professionals from across the United Kingdom who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.

We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.