Our client is a specialist global fund administrator that specialises in Private Wealth and Pensions. They are currently seeking a Compliance Director to join their offices based in Jersey, United Kingdom.
Reporting to the firm’s board, the Compliance Director will be overseeing all core compliance components of the business. Duties will include but are not limited to:
Develop and maintain a good compliance culture
Act as MLRO, Money Compliance Reporting Officer and Compliance Officer as required
Provide advice on the compliance implications of proposed new services
Assist the board in managing compliance by providing assistance with the preparation of AML Business Risk Assessment, Compliance Monitoring Plan, etc.
Oversee the CMP and provide feedback to the board
Keep compliance registers up to date
Assist the firm’s board with the management of all Jersey policies and procedures
Identify new relevant regulations and create policies and procedures as required
Manage the Compliance team and provide guidance and training to enable them to progress within the compliance function
Strong knowledge of regulatory requirements for financial services firms
Great attention to detail
Past experience in corporate or fund beneficial, though not required
Previous senior management experience in risk and compliance
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.