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Compliance and Risk Manager

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £90,000

  • Contact:

    Georgina Housden

  • Contact email:

    georgina@rutherfordsearch.com

  • Contact phone:

    020 3778 0846

  • Job ref:

    HOG11380

  • Published:

    about 1 month ago

  • Expiry date:

    2022-01-12

​Our Client

Our client, a Lloyds Managing Agent, is seeking a Compliance & Risk Manager (Advisory) and a Compliance & Risk Manager (Monitoring) to work in conjunction with one another. This is a really exciting opportunity to shape and build out the compliance function. The role will be hybrid working in the London office and remote.

Main Duties

Key responsibilities for the Compliance Advisory Manager will include, but are not limited to:

  • Providing technical regulatory advice to the business

  • Horizon scanning

  • Advising internal business partners

  • Review and update compliance strategy, policy and the compliance plan

  • Review and update the risk management framework, strategy and policy

  • Regulatory projects

  • Compliance training

  • Board meetings and regulatory reporting

  • Reporting into C-suite, 1 direct report

Key responsibilities for the Compliance Monitoring Manager will include, but are not limited to:

  • Create and implement compliance monitoring programme

  • Carrying out monitoring reviews

  • Making recommendations to the business and implementing appropriate procedures, systems and controls

  • Devising and maintaining risk and compliance monitoring policies and procedures

  • Compliance training

  • Board meetings and regulatory reporting

  • Working closely with Advisory Manager to provide consistent advice and guidance

Your Profile

  • Experienced compliance professionals within the insurance sector (can be Lloyds Market, GI, broker etc)

  • Excellent knowledge of the relevant FCA handbook rules and regulations and ability to understand and advise on any regulatory changes

  • Expert knowledge of ICOBS, GEN, SYSC, SUP, DISP

  • Strong stakeholder management and ability to influence

  • Demonstrable leadership skills and desire to train and develop others

  • Strong communication and interpersonal skills

Ideally short notice periods preferred so that these Compliance & Risk Managers can start as soon as possible in the new year.

For more information about this position, please get in touch with Georgina Housden
Email: georgina@rutherfordsearch.com
Phone: 020 3778 0846
Reference Code: 11380

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.