Our client is a new neo-bank based in the city of London who are embarking on a really exciting journey, wanting to change the world of money and banking at its core by developing the most cutting-edge technology to enable customers to generate wealth and lead richer lives. They are growing at a rapid rate in the UK and across Europe and are looking for a Compliance Analyst which will be integral to managing their growth agenda and their regulatory adherence.
Directly supporting the Head of Compliance, the primary responsibilities of the Compliance Analyst are:
Assisting in the implementation of the annual Compliance Monitoring plan with a focus on carrying out compliance monitoring activities against the plan
Providing regulatory advice and guidance to the business
Keeping up to date on all Compliance policies and ensuring processes and checks are carried out appropriately
Carrying out KYC checks and ensuring systems are working correctly in flagging unusual activity. Engaging in due diligence and flagging any suspicious activity to the Head of Compliance
Maintaining KYC records - adhering to correct GDPR protocols in the process
Completing ad hoc compliance tasks
2-3 years' experience in Compliance and/or AML within financial services, ideally from a fintech/neo/challenger bank
Excellent knowledge of AML/CFT and KYC requirements
Bright, driven and personable
Salary: £35,000 - £40,000 + an excellent benefits package. Upon return to the office, there will be some flexibility to work from home.
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.
We are currently looking for regionally-located Compliance professionals from the following areas who would be interested in working for London firms on an interim working from home basis: Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire.
We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.