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Compliance Officer

  • Location:

    Luxembourg

  • Sector:

    Compliance

  • Job type:

    Permanent.

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Job ref:

    KRT11814

  • Published:

    about 1 year ago

  • Expiry date:

    2023-04-08

​Our Client

Rutherford Search have been mandated on an exciting opportunity for a Compliance Officer to join a rapidly growing technology focused investment adviser in their Luxembourg office. The role will reporting into the Conducting Officer and will provide great exposure to a host of funds related work as well as generalist Compliance duties.

 

Main Duties

  • Facilitating the on-boarding of new funds and assessing their compliance with AML due diligence.

  • Support the design and execution of the Compliance Monitoring Programme and provide any advice on its development and improvement.

  • Work closely with the global AML team in the review and assessment of the firm’s AIFM.

  • Advise the wider business on any new upcoming regulations and their subsequent impact, managing their execution and facilitating any necessary training for members of staff.

  • Draft and/or review the compliance and AML policies and procedures.

  • Working closely with the global compliance team on any ad-hoc project related work.

​

Your Profile

  • Registered Officer preferred.

  • Fluent in English, other European language an advantage

  • Degree in Law, Finance or an equivalent degree.

  • CAMS certified or any equivalent.

  • Good understanding of investment funds is essential (AIFM and UCITS)

  • Some experience in ILA standard will be seen as a plus

  • Self-motivated team player and business oriented

​

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For more information about this position please get in touch with Tevia Kretzmer.
Email: tevia@rutherfordsearch.com
Phone: 020 3778 0852
Reference Code: 11814

​

About Rutherford

Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

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